Independent Custodian
All client assets are held by the custodian Charles Schwab & Co. Charles Schwab is one of the nation’s largest discount brokerage firms. Sara-Bay clients receive the focus and attention of a boutique firm with the financial backing of a major financial institution.
The Firm
Sara-Bay Financial, a Sarasota Registered Investment Advisor was founded in 1993. Registered with the SEC, Sara-Bay Financial offers individual stock portfolio options for both growth and conservative dividend income. Finding a personalized fit for you is our goal!
Independent & Objective
Sara-Bay Financial is a truly independent firm not associated with any fund company or products. With no constraints, we have the freedom to choose from a wide range of investment options solely based on what is best for the client.
A Fiduciary
As an RIA or Registered investment advisor Sara-Bay is proud to be a Fiduciary. This simply means we are required and obligated by law to always act in the best interest of the client.
We Are Thorough
Our team is responsive, attentive and personal. We are your financial partner to track, manage, and assess your portfolio through life changes.
Fee Only
Sara-Bay Financial sells no products and we earn no commissions. We are a fee only advisory firm with a fee structure that is simple, transparent, and easy to understand. This structure allows us to align directly with the success of the client.
Authentic Tradition
